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  • Kristen Chavez

Fiction Style Guide: Capitalization

The more you get right in your manuscript before submitting to an editor, the less work they'll have to do on mechanical issues ---- and the more time they can spend on making your writing shine. Plus, investing the time to learn the conventions of fiction style* can save you money.


Whether or not to capitalize Black and White when referring to skin color is an area of debate.

*This is Articulate Editing house style, which is based on The Chicago Manual of Style (the style guide most often used with fiction writing), generally accepted fiction conventions, and a tiny pinch of personal opinion. Most of what is written here will apply across the board, but if a guideline has wiggle room or exceptions, I'll let you know ---- and if you're working with a publisher, make sure you follow their specifications, as their house style may differ slightly. (This style guide also applies to creative nonfiction.)



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Capitalization


Many people think that capitalization is part of grammar, but it's actually a matter of convention and style. While certain types of words are always capitalized, others depend on usage conventions that are flexible or change over time (usually from capital to lowercase).


While practically no English-speaking adult needs to be told to capitalize a person's name or the first word in a sentence, when to capitalize a military or political title can be confusing, partly because the convention can vary depending on whether you're writing a newspaper article, a book, or a government document.


Since we're only concerned with fiction style here, don't worry when you see different treatments elsewhere. That said, let's get on with it, shall we?



Proper nouns


→ A proper noun is a noun that designates a particular thing, not one of a category of things. Most proper nouns are capitalized, as are some terms that are derived from proper nouns. Convention changes over time, and sometimes usage is in flux: Internet is still capitalized in Merriam Webster's Unabridged, but both AP and Chicago downgraded it to lowercase a few years ago.


→ Terms derived from proper nouns are often capitalized, except when used with a nonliteral meaning or when the connection to the proper noun has become remote. A dictionary will be helpful here. Most fiction editors use Merriam Webster's Collegiate.

  • German shepherd

  • Siamese cat

  • Canadian bacon

but ...

  • brussels sprouts

  • roman numerals

  • pasteurize (from Louis Pasteur)

  • bowdlerize (from Thomas Bowdler, the man who sanitized Shakespeare)


Adjectives derived from proper names are normally capitalized, unless the connection to the proper name has become remote over time.

  • Shakespearean performance

  • Freudian slip

but ...

  • herculean effort (from Hercules, Greek hero)

  • quixotic quest (from Don Quixote by Cervantes)


Personal names


→ Capitalize names with lowercase particles when they begin a sentence.

  • "Von Trapp, did you invite Miss duBois?"

  • "DuBois, did you RSVP to Mr. von Trapp?


Capitalize epithets and nicknames used instead of (or as part of) a person's name.

  • Alexander the Great

  • the Rock

But ... If the nickname is given in addition to the actual name, it's surrounded by quotation marks.

  • Dwayne "the Rock" Johnson (don't capitalize "the" in a nickname)

  • Dwayne Johnson, "the Rock," is both a wrestler and an actor. (No need for parentheses.)


Terms of endearment and insults are generally lowercased.

  • "Where shall we eat tonight, darling?"

  • "Hey, jerkface, cut that out!"

But ... if elevated to nickname status, they can be capitalized. (A wife wouldn't ask, "Where's Darling?" when her husband is missing, but a kid might dub his constant tormentor Jerkface, and use it as if it were his name.)

  • "Oh no! It's Jerkface! Let's get out of here."

If you come up with an insult that contains a title such as Mister, Madame, or Doctor, it's always capitalized, even if it's a one--off rather than an established nickname.

  • "Hey, Mr. Smarty Pants, where do you think you're going?"

but ...

  • "Hey, mister, where you going?"


Kinship names are lowercased unless being used in place of a person's name.

  • I love you, Grandma.

  • I love my grandmother.

  • I have to go visit Aunt Ruth.

  • I have to go visit my aunt Ruth.


Deliberately lowercased names should be respected. This is true for personal names and brand names both ---- but avoid starting a sentence with them.

  • bell hooks

  • eBay

  • iPhone



Titles and honorifics


Titles (whether military, political, professional, religious, or academic) follow the same general rule: They're capitalized when they precede a given name and are used as part of that name, but are lowercased when used generally.

  • President Bush

  • Professor Donaldson

but ...

  • Barack Obama, president of the United States

  • The president is giving his inaugural address today.

  • John Donaldson, professor of literature


→ Lowercase the title when used as an noun modifier rather than as part of the name.

  • the former president Donald Trump


Capitalize the title when used as a direct address.

  • It's lovely to meet you, Mr. President.

  • Sergeant, what are your orders, sir? (sir is lowercased; see below)

  • Please pray for me, Reverend, for I've lost my way.


→ Lowercase generic titles that describe an occupation and are used as noun modifiers.

  • the architect Frank Gehry


Capitalize honorifics and terms of respect.

  • the First Lady

  • Your Royal Highness

  • His Excellency

  • Sir Ian McKellen

with the exception of ...

  • my lady, my lord

  • sir, ma'am



People groups


→ National or ethnic group names are capitalized, as are adjectives based on those names.

  • Mexicans

  • Mexican food

  • an Irish person

  • the Sioux tribe

  • First Peoples


→ Skin color: Up until recently, the advice was to lowercase black and white, but capitalizing Black is quickly becoming the standard to shift the emphasis from skin color to shared cultural identity. And for consistency, White is often capitalized, too. The New York Times published an article about their decision to capitalize Black last year.


→ The trend is to not hyphenate words that indicate dual heritage such as Asian American. Without the hyphen, the first term modifies the second, so the person in question is an American (noun) with origins in Asia (adjective). With the hyphen, the implication is that the person in question isn't fully American, but some kind of hybrid. For more, check out this article by Henry Fuhrmann at Conscious Style Guide.


→ Categories of class, sexual orientation, or ability are lowercased.

  • transgender woman

  • the aristocracy

  • the middle class

  • deaf people



Organized groups


Organizations, government entities, institutions, religious groups, and corporations (including brand names) are usually capitalized. The generic word is usually lowercased.

  • The Federal Bureau of Investigation

  • the bureau

  • the Albany City Council

  • the city council


→ But unofficial political groups are usually lowercased.

  • moderates

  • anarchists


→ Systems of thought are lowercased, even though adherents to an official group based on that system of thought are capitalized.

  • the Communist party

  • I suspect she subscribes to the tenets of communism.

  • She's a Communist.


→ Certain government entities are lowercased.

  • government

  • federal government

  • federal agencies

  • administration

  • executive branch (as well as judicial branch and legislative branch)



Reverential capitalization


Names of deities are capitalized, no matter the religion.


"Nicknames" of deities and revered persons are capitalized.

  • the Messiah

  • the Lord

  • Emmanuel

  • the Blessed Virgin

  • Saint Peter


→ Pronouns referring to deities are generally lowercased, unless the publisher or author prefers reverential capitalization. (Most Christian presses lowercase pronouns referring to God, and so do the two most popular versions of the Bible.)



Church is generally lowercased unless part of the name of a specific church, unless the author or publisher prefers otherwise.

  • First Baptist Church

  • the early church


→ The names of spiritual places are normally lowercased, unless the author or publisher prefers otherwise.

  • hell

  • heaven

  • purgatory


→ The names of scriptures are capitalized, but not italicized.

  • the Holy Bible

  • the Koran

  • New International Version


→ Significant religious concepts and events are often capitalized.

  • the Creation

  • the Second Coming

but ...


→ Doctrines are usually lowercased.

  • original sin

  • predestination



Places


→ The names of places (including rivers, mountains, streets, regions, buildings, monuments, official rooms) are capitalized (whether real or imaginary). The "Geographical Names" section in Merriam Webster's Collegiate Dictionary is a great resource.

  • Portland, Oregon

  • Yellowstone National Park

  • Forty-Second Street

  • the West Coast

  • Wrigley Field

  • the Statue of Liberty

  • the Oval Office


→ So are adjectives and nouns derived from them.

  • Wensleydale cheese

  • French wine


→ Nicknames for places are capitalized. No need for quotation marks.

  • the Big Apple

  • the Golden State

  • the City (what New Yorkers call Manhattan)


→ A generic term is lowercased unless it's part of the title.

  • I'm traveling down the river known as the Mississippi.

but ...

  • I'm traveling down the Mississippi River


Nouns that are used as modifiers and aren't part of the name are lowercased.

  • Mississippi delta

  • the California desert

  • Nile River valley

  • the Capitol building (the official name is the U.S. Capitol)

but ...

  • Death Valley

  • the Sonoran Desert

  • the White House


→ Directions are generally lowercased unless part of a place name or an established region.

  • He drove west until he reached the ocean.

  • a north--east wind

  • southern Mexico

but ...

  • Though born in the Midwest, she acted like a typical Southern belle.

  • the North Pole

  • Southern California



Time periods and cultural movements


→ Numerically expressed time periods are usually lowercased.

  • the twentieth century

  • the eighteen hundreds

  • the sixties

but...

  • the Roaring Twenties


→ Historical periods and cultural movements are sometimes capitalized and sometimes lowercased, depending on tradition, whether or not the name is derived from a proper name, and whether there's potential for confusion with a general term (romantic period vs. the Romantic period). When in doubt, look it up.

  • the postmodern era

  • colonial times

  • the early medieval period

  • classicism

  • surrealism

but ...

  • the Renaissance

  • the Reformation

  • the Middle Ages

  • Edwardian (named after king Edward VII of England)

  • the Victorian era (named after Queen Victoria)

  • Pre-Raphaelite (named after the artist Raphael)


→ Historical events are usually capitalized, but not always. The dictionary is your friend.

  • the Cold War

  • Arab Spring

  • the Battle of the Bulge

but ...

  • the gold rush

  • the women's liberation movement


→ Prehistoric time periods are capitalized, even though modern time periods are often lowercased.

  • the Bronze Age

  • the Stone Age

but ...

  • the information age


→ Geological time periods are capitalized, but the generic term is lowercased.

  • the Proterozoic eon

  • the Triassic period



Time


Days of the week and months of the year are capitalized, but seasons are lowercased.

  • January

  • Saturday

  • spring, summer, fall, winter


→ Time zones are lowercased when spelled out.

  • eastern standard time (EST)


Academic terms


→ Academic titles follow the general rule for titles above.


Names of academic subjects are lowercased unless derived from a proper noun or part of a department name or course title.

  • He double-majored in philosophy and biology.

  • I took an English literature class as a freshman.

  • The young professor worked in the Department of Comparative Religion.

  • I signed up for Geology 201.


→ Student year designations are lowercased (freshman, sophomore, junior, senior).



→ Academic degrees are lowercased when used generically.

  • doctorate

  • associate degree

  • master of business analytics

  • bachelor's degree

  • bachelor of science


Brand names


Capitalize brand names that are still valid trademarks. Wherever possible, substitute for a generic term.

  • Kleenex/facial tissue

  • Levi's/jeans

  • Sharpie/permanent marker

Many brand names have become genericized and/or have become verbs. Often the companies prefer the names to capitalized, but their preferences aren't legally binding.

  • Throw it in the dumpster.

  • Just google it.

  • Make a xerox.

  • Will you photoshop me out of the picture?



Capitalization of Titles


→ Use headline style when mentioning titles in your fiction writing.

  • Capitalize the first and last word of the title.

  • Capitalize all major words: nouns, pronouns, verbs, adjectives, and adverbs.

  • Lowercase prepositions regardless of length, unless they're used as a modifier (Down Style) or as part of a phrasal verb (Screw Up).

  • Lowercase the conjunctions and, but, for, or, and nor; capitalize all other conjunctions.

  • Lowercase to, not only when it's a preposition, but also when it's part of an infinitive.

  • Lowercase the articles a, an, and the.

  • Capitalize the first word after a colon.


→ If there's a hyphenated word in the title ...

  • Always capitalize first part of the compound word.

  • Capitalize following parts unless they're coordinating conjunctions, articles, or prepositions.

  • If the first part is a prefix, not a stand--alone word, then the second part shouldn't be capitalized (Anti-immigration Reform), unless it's a proper noun or an adjective derived from a proper noun (Pro--Trump Protestors).

  • Capitalize the second part of spelled--out numbers and simple fractions (Thirty--Seven and Two--Thirds).



Miscellaneous


Formal oaths and pledges are usually lowercased.

  • the presidential oath of office

but ...

  • the Pledge of Allegiance


→ Signs are usually capitalized headline style in the text (though if they're long, it's better to use quotation marks and sentence style).

  • She noticed the For Sale sign on the lawn.

but ...

  • I was disturbed by the notice "Trespasser's will be shot and survivor's will be shot again" on the door.


Letters representing shapes are capitalized and set in roman type (not bold or italic).

  • A--frame house.

  • His feet were so big he looked like an L.


→ Keyboard keys and computer commands are capitalized and set in roman type.

  • Instead of hitting the Tab key until you get to the next line, hit Enter once.

  • Track Changes is on the Review ribbon.


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© Kristen Chavez, ARTiculate Editing 2020

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